Engagement
Internal Control Walkthrough
Trace key finance processes against policy requirements and document where practice diverges before exception testing begins.
Purpose
Before we sample for exceptions, many clients ask us to walk purchase-to-pay, treasury transfers, or journal entry routes with the people who actually run them. The walkthrough produces a process map annotated with policy checkpoints and known workarounds.
Included
- Two to four process sessions with owners
- Annotated flow notes tied to policy clauses
- List of control points suitable for later exception sampling
- Short memo of observed practice gaps
Not included
Deep population testing (that sits in the policy exception reporting engagement) or IT general controls audits.
Next step
Mention walkthrough-first scoping when you write to us.
Ready to scope this engagement?
Share your policy set, reporting cycle, and any known exception categories. We reply within two business days.
Request a scoping call