Engagement
Remediation Follow-up Review
Re-test previously raised policy exceptions to confirm closures, partial fixes, or items that have slipped.
Purpose
After management commits to closing exceptions, audit committees ask whether those closures hold. We re-sample the agreed open items, inspect evidence of new approvals or process changes, and update status codes on the prior register.
Included
- Re-test plan against the previous register
- Evidence review for each selected item
- Updated status column and brief commentary on slips
- Optional comparison memo for the next committee cycle
Best paired with
An earlier policy exception reporting engagement from us or another firm, provided the prior register is complete enough to re-open.
Ready to scope this engagement?
Share your policy set, reporting cycle, and any known exception categories. We reply within two business days.
Request a scoping call